Securities Services

Shinhan Bank Vietnam’s Securities Services has officially launched since July 2017, in which first phase mainly focuses to custody service. Custody is a service that holds securities and cash accounts for their clients and executes their orders and instructions. Custodian refers to the provision of Vietnam securities market access to institutional investors.

  • Contact us:

Mr. JUNG HYUN SU | Securities Services Director

Tel: +84 28 3528 7899 | Email:

Ms. PHAM HO YEN PHI | Marketing Manager

Tel: +84 28 7300 3415 | Email:


Floor 2, Empress Tower, 138-142 Hai Ba Trung, Da Kao Ward, Dist.1, Ho Chi Minh City


Fax: (+84) 28 3620 4400 | SWIFT: SHBKVNVXCUS


Indirect investment account opening for institutional investors

- Facilitate the opening of Indirect Investment Capital Account (IICA) for foreign institutional investors in accordance with local market practice and regulations

- Receipt of income and expenditure transactions relating to IICA in Vietnam

STC application

-   Assist securities trading code (STC) application for all investors

-   Report to VSD any changing information of investors or trading representative

-   Help process of cancelling trading code/portfolio migration

Safe custody

- Custody physical shares and electronic deposits

- Registration and transfer of assets for the investors

- Securities lodging

- Securities withdrawal

- Securities pledging and releasing

- Transfer of non-traded securities

- Reconciliation

Market newsletter

- A comprehensive guide to all aspects of the markets where we operate and the services we offer

- Update news about regulations and investment environment in Vietnam Stock Market

- News Brief provides a quick snapshot of broadcast traffic with focus on important news items

Trade settlement

- Arrange any settlement of any purchases and sales and delivery in/out of assets

- Confirmation of securities transactions

- Fix trade errors

Foreign exchange

- Execution of FX transactions related to portfolio activity of investment projects in Vietnam

- Post-trade reports allow monitoring of FX execution

Corporate Action

- Administrate voluntary and mandatory corporate actions on securities held such as cash dividends, stock dividends, bond, redemption, conversion, right issue, etc.

- Announcing details of upcoming events like annual general meetings, accepting and acting on clients’ instructions

- Collecting, allocating, recordkeeping and consolidate reporting payments across various corporate action types

- Proxy voting service for foreign investors

Escrow account

- Payment and environment exchange agent

- Collateral deposit agreements

- Maintain currency/cash bank accounts, effect deposits and withdrawals and manage other cash transactions, especially to support private equity deals


- A comprehensive set of tools to manage information, monitor activity and communicate with us

- Timely, integrated reporting of end of day positions and activities

- Support clients for some reports on behalf of the investors such as major shareholders’ report